VP
VP
Vicki Pace is a registered investment advisor at Morgan Stanley, based in Newtown Square, PA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3803 West Chester Pike, Suite 200, Newtown Square, PA, 19073
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Regulatory History (1)
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Customer Dispute
June 2009Settled
Other Business Activities
Vicki works as an employee in customer service for Pronto Gift Baskets, a retail/online store, since December 2020. This takes about 10-20% of Vicki's time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2018 - Present · 8 yrs 1 mo
Morgan StanleyBroker
June 2018 - Present · 8 yrs 1 mo
Previous Registrations
Janney Montgomery Scott LLCBroker
December 2016 - May 2017 · 5 mos
Spire Securities, LLCBroker
December 2014 - December 2014 · 0 mos
Comprehensive Asset Management and Servicing, INC.Broker
August 2014 - December 2014 · 4 mos
Cco Investment Services CORP.Broker
February 2009 - April 2013 · 4 yrs 2 mos
M&t Securities, INC.Broker
May 2005 - January 2009 · 3 yrs 8 mos
PNC InvestmentsBroker
October 2004 - March 2005 · 5 mos
M&t Securities, INC.Broker
May 2003 - June 2003 · 1 mo
Allfirst Brokerage CorporationBroker
March 2003 - May 2003 · 2 mos
Signator Investors, INC.Broker
January 2002 - December 2002 · 11 mos
John Hancock Funds, INC.Broker
March 1999 - January 2002 · 2 yrs 10 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCTXUTVAVTWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.