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William Smith
34 Years of Experience
Newtown Square, PA
1 DisclosureBroker
William Smith is a registered investment advisor at Morgan Stanley, based in Newtown Square, PA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3803 West Chester Pike, Suite 200, Newtown Square, PA, 19073
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1999Denied
Other Business Activities
William serves as a Trustee/Co-Trustee for a trust since 2018, providing investment decisions and advice. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
July 2013 - Present · 13 yrs
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley Smith Barney LLC
April 2012 - May 2012 · 1 mo
Citigroup Global Markets INC.Broker
April 1991 - June 2009 · 18 yrs 2 mos
State Registrations26 states
AZCACOCTDEFLGAKYMAMDMEMINCNJNMNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.