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Christopher Rall

28 Years of Experience
Newtown Square, PA
1 DisclosureBroker

Christopher Rall is a registered investment advisor at Morgan Stanley, based in Newtown Square, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Newtown Square, PA

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History

Regulatory History (1)
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Customer Dispute
February 2004
Denied
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Morgan Stanley
December 2002 - February 2006 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 2001 - February 2006 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
June 1997 - April 2001 · 3 yrs 10 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Rall - Financial Advisor | TrueAdvisor