Mark Engle
Mark Engle is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
944 Williamson Street, Madison, WI, 53703
Get directionsHistory
Regulatory History (5)
Judgment / Lien
July 2025Customer Dispute
December 2023Customer Dispute
October 2009Customer Dispute
September 2009Customer Dispute
August 2000Other Business ActivitiesSells Insurance
Mark operates under the DBA Engle Tyler & Associates and Heartland Investment Services for his LPL business. He also sells non-variable insurance through Mark Engle and as an agent producer for Banner Life, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Usadvisors Wealth Management, LLC
Securities America, INC.Broker
Securities America Advisors, INC.
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Walnut Street Securities, INC.Broker
Aegon USA Securities INC.Broker
Robert Thomas Securities, INCBroker
Offerman & CO., INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.