William Knoke
William Knoke is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Juan Capistrano, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
31461 Rancho Viejo Rd Ste 102, San Juan Capistrano, CA, 92675
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Regulatory History (1)
Customer Dispute
June 2004Other Business ActivitiesSells Insurance
William sells non-variable insurance, dedicating minimal time to this activity. He also works at William L. Knoke, Inc. providing tax preparation, accounting, and CPA services, which takes nearly full-time hours, and owns rental property in Chicago, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.