Carmello Buscemi
Carmello Buscemi is a registered investment advisor at LPL Financial LLC, based in San Juan Capistrano, CA, with 27 years of industry experience. Carmello is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
29122 Rancho Viejo Rd Ste 105, San Juan Capistrano, CA, 92675-1019
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2001Other Business Activities
Carmello operates Buscemi Wealth Management, LLC as a DBA for his LPL business since 2008. This takes about 10-20% of his time, with one hour spent during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wamu Investments, INC.
Wamu Investments, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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