SG
SG
Shubie Gulati is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
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Regulatory History (1)
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Customer Dispute
March 2020Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
January 2008 - June 2009 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO., Incorporated
April 2007 - January 2008 · 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - January 2008 · 9 mos
Morgan Stanley
March 1997 - April 2007 · 10 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 1989 - April 2007 · 17 yrs 9 mos
State Registrations9 states
CADCHIMTNCNVORUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.