Richard Dellarusso
Richard Dellarusso is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019
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Regulatory History (1)
Customer Dispute
August 2004Other Business Activities
Richard is a trustee at Cardigan Mountain School, a private school educating boys in grades 6-9, since 2012. He is also a board member for Portfolios with Purpose, an investment competition benefiting charitable organizations, since 2013.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
Credit Suisse Securities (USA) LLC
Lehman Brothers INC.
Lehman Brothers INC.Broker
Fidelity Brokerage Services, INC.Broker
New England Discount Brokerage, INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.