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David Dosik is a registered investment advisor, based in Northbrook, IL, with 35 years of industry experience.
Location
Northbrook, IL
Get directionsHistory
Regulatory History (4)
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Employment Separation After Allegations
September 2024Customer Dispute
April 2002Award / Judgment
Regulatory
January 2002Final
Employment Separation After Allegations
November 2000Other Business ActivitiesSells Insurance
David is a fixed insurance agent selling long-term care insurance, fixed annuities, and life insurance. He is also the owner and a financial advisor at MJ Financial Advisors, dedicating full-time hours to this investment-related business since 2001.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
September 2024 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Scf Investment Advisors, INC.
August 2012 - September 2024 · 12 yrs 1 mo
Scf Securities, INC.Broker
August 2012 - September 2024 · 12 yrs 1 mo
Brokersxpress LLCBroker
December 2007 - August 2012 · 4 yrs 8 mos
Brokersxpress LLC
December 2007 - August 2012 · 4 yrs 8 mos
Financial West Group
November 2003 - December 2007 · 4 yrs 1 mo
Financial West GroupBroker
March 2002 - December 2007 · 5 yrs 9 mos
Abn Amro Financial Services, INC.Broker
September 2001 - November 2001 · 2 mos
Banc One Securities CorporationBroker
September 1997 - November 2000 · 3 yrs 2 mos
Primevest Financial Services, INC.Broker
February 1997 - September 1997 · 7 mos
Essex National Securities, INC.Broker
June 1995 - January 1997 · 1 yr 7 mos
First Chicago Investment Services, INC.Broker
February 1995 - July 1995 · 5 mos
Hamilton Investments, INC.Broker
October 1994 - February 1995 · 4 mos
Fn Investment CenterBroker
April 1992 - October 1994 · 2 yrs 6 mos
Painewebber IncorporatedBroker
April 1990 - April 1992 · 2 yrs
Shearson Lehman Hutton INC.Broker
August 1989 - May 1990 · 9 mos
State Registrations10 states
AZCAFLILINNDPASCTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.