Gary Handler
Gary Handler is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (9)
Customer Dispute
August 2012Customer Dispute
May 2010Customer Dispute
March 2009Customer Dispute
July 2008Customer Dispute
March 2008Customer Dispute
December 1995Customer Dispute
July 1994Criminal
March 1985Criminal
July 1981Other Business Activities
Gary is an officer (Treasurer and Board Member) for the Astor Tower Condominium Association, a non-profit organization, since 2022. He spends a few hours per week on policy making and approving expenditures.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Oppenheimer Asset Management INC.
Fahnestock & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.