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Michael Stone is a registered investment advisor, based in Fort Myers, FL, with 36 years of industry experience.
Location
2069 First Street, Suite 204, Fort Myers, FL, 33901
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Regulatory History (1)
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Customer Dispute
June 2001Award / Judgment
Other Business ActivitiesSells Insurance
Michael is a partner at Freedom Tax and Financial, providing non-CPA accounting/tax prep and DBA services, dedicating minimal time to each. He is also a coach at Iron Mikes High Performance, spending about 10-20% of his time there, and sells fixed life and health insurance through Freedom Tax and Financial, LLC, dedicating minimal time.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
January 2015 - November 2020 · 5 yrs 10 mos
First Allied Securities, INC.Broker
December 2014 - September 2022 · 7 yrs 9 mos
Freedom Advisors Tax and Financial Planning
January 2007 - December 2010 · 3 yrs 11 mos
Royal Alliance Associates, INC.
August 2006 - December 2014 · 8 yrs 4 mos
Royal Alliance Associates, INC.Broker
August 2006 - December 2014 · 8 yrs 4 mos
UBS Financial Services INC.
March 2001 - September 2006 · 5 yrs 6 mos
UBS Financial Services INC.Broker
March 2001 - September 2006 · 5 yrs 6 mos
Dean Witter Reynolds INC.Broker
June 1993 - March 2001 · 7 yrs 9 mos
Lehman Brothers INC.Broker
September 1989 - July 1993 · 3 yrs 10 mos
State Registrations8 states
FLINMINCNJNYTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.