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Michael Rodriguez

Wells Fargo Advisors
28 Years of Experience
Fort Worth, TX
1 DisclosureBroker
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Michael Rodriguez is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 Main St 4th Fl, [Te-Rbo], Fort Worth, TX, 76102

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History

Regulatory History (1)
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Investigation
February 2014
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Other Business Activities

Michael works as a delivery driver for Uber in San Francisco, CA. This activity is not investment-related and takes about 10-20% of his time.

Employment History
Current Registrations
Wells Fargo Advisors
November 2022 - Present · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2014 - December 2022 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2014 - December 2022 · 8 yrs 8 mos
Wfg Investments, INC.Broker
January 2013 - February 2014 · 1 yr 1 mo
Wfg Advisors, LP
January 2013 - February 2014 · 1 yr 1 mo
1st Global Advisors INC
July 2006 - October 2012 · 6 yrs 3 mos
1st Global Capital CORP.Broker
March 2003 - October 2012 · 9 yrs 7 mos
Mydiscountbroker.comBroker
February 2001 - August 2002 · 1 yr 6 mos
Sws Securities INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Mydiscountbroker.comBroker
May 1998 - December 2000 · 2 yrs 7 mos
Murphey, Marseilles, Smith & Nammack, INC.Broker
January 1997 - April 1997 · 3 mos
J.B. Oxford & CompanyBroker
January 1996 - January 1997 · 1 yr
State Registrations16 states
ALARCACOCTDCMDMENJNMNYOKTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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