Jeffrey Alan Gilbert

Balboa Wealth Partners, INC.

32 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Balboa Wealth Partners, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

1,032 clients

Average Client Portfolio

$780K average

Assets Under Management

$804.8M

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	0.02%
$250K - $500K	0.02%
$500K - $750K	0.02%
$750K - $1000K	0.02%
$1M+	0.02%

This schedule is for Wrap Comprehensive Portfolio Management (asset management and financial planning). Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

6263 North Scottsdale Road, Suite 265, Scottsdale, AZ, 85250

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

April 2016

Criminal

April 1986

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Jeffrey is the founder, owner, CEO, and CCO of Balboa Wealth Partners Inc., a registered RIA. He dedicates nearly full-time hours to this role.

Employment History

Current Registrations

Balboa Wealth Partners, INC.

February 2016 - Present · 10 yrs

Previous Registrations

Kingswood Capital Partners, LLCBroker

June 2018 - April 2024 · 5 yrs 10 mos

Niagara International Capital LimitedBroker

January 2018 - June 2018 · 5 mos

Arete Wealth Management, LLCBroker

June 2016 - December 2016 · 6 mos

Arete Wealth Advisors, LLC

June 2016 - December 2016 · 6 mos

M. S. Howells & CO.Broker

February 2016 - May 2016 · 3 mos

Daniel Wealth Advisors

November 2015 - February 2016 · 3 mos

Morgan Stanley

June 2009 - March 2014 · 4 yrs 9 mos

Morgan StanleyBroker

June 2009 - March 2014 · 4 yrs 9 mos

Morgan Stanley & CO. Incorporated

April 2007 - June 2009 · 2 yrs 2 mos

Morgan Stanley & CO. IncorporatedBroker

April 2007 - June 2009 · 2 yrs 2 mos

Morgan Stanley

December 2001 - April 2007 · 5 yrs 4 mos

Morgan Stanley Dw INC.Broker

November 2001 - April 2007 · 5 yrs 5 mos

U.S. Bancorp Piper Jaffray INC.Broker

April 1998 - November 2001 · 3 yrs 7 mos

Principal Financial Securities,inc.Broker

March 1996 - April 1998 · 2 yrs 1 mo

Sutro & CO. IncorporatedBroker

July 1993 - February 1996 · 2 yrs 7 mos

Lehman Brothers INC.Broker

April 1991 - July 1993 · 2 yrs 3 mos

State Registrations2 states

AZCA

Advisor

Exams

No exam information available for this advisor.