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David Mowad

Balboa Wealth Partners, INC.
31 Years of Experience
Scottsdale, AZ
1 Disclosure
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David Mowad is a registered investment advisor at Balboa Wealth Partners, INC., based in Scottsdale, AZ, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,127 clients with $1.1B in assets under management.

Balboa Wealth Partners, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,127 clients
Average Client Portfolio
$950K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K - $1.0M1.20%
$1M+1.10%

Rates reflect the standard Asset Management Services schedule. Comprehensive Portfolio Management is also available at higher rates (ranging from 2.3% down to 1.7%). Accounts are assessed a $15 fee per quarter for reporting purposes. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6263 N. Scottsdale Road, Ste 265, Scottsdale, AZ, 85250

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David operates under the DBA 155 Private Wealth Management at his work address, providing investment advisory services. He earns fees and commissions through BWP.

Employment History
Current Registrations
Balboa Wealth Partners, INC.
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
First Financial Equity Corporation
March 2006 - March 2021 · 15 yrs
First Financial Equity CorporationBroker
May 1999 - March 2021 · 21 yrs 10 mos
Prudential Securities IncorporatedBroker
April 1997 - June 1999 · 2 yrs 2 mos
Principal Financial Securities,inc.Broker
June 1995 - April 1997 · 1 yr 10 mos
Peacock, Hislop, Staley & Given, INC.Broker
January 1995 - July 1995 · 6 mos
State Registrations3 states
AZCATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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