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Gregory Scott Hermes

Balboa Wealth Partners, INC.
29 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Balboa Wealth Partners, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$780K average
Assets Under Management
$804.8M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K0.02%
$250K - $500K0.02%
$500K - $750K0.02%
$750K - $1000K0.02%
$1M+0.02%

This schedule is for Wrap Comprehensive Portfolio Management (asset management and financial planning). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

6263 North Scottsdale Road, Suite 265, Scottsdale, AZ, 85250

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Denied
Criminal
December 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory uses Hermes Wealth Management as a DBA name for conducting his investment business at the same address as FFEC.

Employment History
Current Registrations
Balboa Wealth Partners, INC.
February 2022 - Present · 4 yrs
Previous Registrations
First Financial Equity CorporationBroker
October 2010 - February 2022 · 11 yrs 4 mos
First Financial Equity Corporation
October 2010 - February 2022 · 11 yrs 4 mos
Wedbush Securities INC.
November 2008 - October 2010 · 1 yr 11 mos
Wedbush Securities INC.Broker
October 2008 - October 2010 · 2 yrs
Peacock, Hislop, Staley & Given, INC.Broker
June 2008 - November 2008 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2004 - June 2008 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2004 - June 2008 · 4 yrs 5 mos
Harris Investor Services LLCBroker
May 2002 - January 2004 · 1 yr 8 mos
Harris Investor Services LLC
December 2001 - January 2004 · 2 yrs 1 mo
Harris Investorline INC.Broker
December 2000 - May 2002 · 1 yr 5 mos
Harris InvestorlineBroker
April 2000 - December 2000 · 8 mos
Ameritas Investment CORP.Broker
September 1999 - March 2002 · 2 yrs 6 mos
Harris Investors Direct, INC.Broker
December 1998 - April 2000 · 1 yr 4 mos
Ameritas Investment CORP.Broker
December 1998 - July 1999 · 7 mos
First Chicago Nbd Investment Services, INC.Broker
August 1996 - December 1998 · 2 yrs 4 mos
Elan Investment Services, INC.Broker
December 1995 - August 1996 · 8 mos
State Registrations3 states
AZCATX
Advisor
Exams
No exam information available for this advisor.
Gregory Scott Hermes - Financial Advisor | TrueAdvisor