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Gregory Hermes

Balboa Wealth Partners, INC.
30 Years of Experience
Scottsdale, AZ
2 Disclosures
View SEC Summary
View SEC Summary

Gregory Hermes is a registered investment advisor at Balboa Wealth Partners, INC., based in Scottsdale, AZ, with 30 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,127 clients with $1.1B in assets under management.

Balboa Wealth Partners, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,127 clients
Average Client Portfolio
$950K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K - $1.0M1.20%
$1M+1.10%

Rates reflect the standard Asset Management Services schedule. Comprehensive Portfolio Management is also available at higher rates (ranging from 2.3% down to 1.7%). Accounts are assessed a $15 fee per quarter for reporting purposes. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6263 N. Scottsdale Road, Ste 265, Scottsdale, AZ, 85250

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Denied
Criminal
December 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory uses Hermes Wealth Management as a DBA name for conducting his investment business at the same address as FFEC.

Employment History
Current Registrations
Balboa Wealth Partners, INC.
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
First Financial Equity CorporationBroker
October 2010 - February 2022 · 11 yrs 4 mos
First Financial Equity Corporation
October 2010 - February 2022 · 11 yrs 4 mos
Wedbush Securities INC.
November 2008 - October 2010 · 1 yr 11 mos
Wedbush Securities INC.Broker
October 2008 - October 2010 · 2 yrs
Peacock, Hislop, Staley & Given, INC.Broker
June 2008 - November 2008 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2004 - June 2008 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2004 - June 2008 · 4 yrs 5 mos
Harris Investor Services LLCBroker
May 2002 - January 2004 · 1 yr 8 mos
Harris Investor Services LLC
December 2001 - January 2004 · 2 yrs 1 mo
Harris Investorline INC.Broker
December 2000 - May 2002 · 1 yr 5 mos
Harris InvestorlineBroker
April 2000 - December 2000 · 8 mos
Ameritas Investment CORP.Broker
September 1999 - March 2002 · 2 yrs 6 mos
Harris Investors Direct, INC.Broker
December 1998 - April 2000 · 1 yr 4 mos
Ameritas Investment CORP.Broker
December 1998 - July 1999 · 7 mos
First Chicago Nbd Investment Services, INC.Broker
August 1996 - December 1998 · 2 yrs 4 mos
Elan Investment Services, INC.Broker
December 1995 - August 1996 · 8 mos
State Registrations3 states
AZCATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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