Robert Smotherman
Robert Smotherman is a registered investment advisor at Ameriprise Financial Services, LLC, based in El Segundo, CA, with 36 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2301 Rosecrans Ave, Ste 4195, El Segundo, CA, 90245
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2012Other Business Activities
Robert owns multi-family and commercial real estate properties since 2015. He also manages business expenses for RAS Financial Group, dedicating about 10-20% of his time since 2013.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
American Express Service CorporationBroker
Ids Life Insurance CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.