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CFP
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CFP

Sandeep Madhavan

Ameriprise Financial Services, LLC
23 Years of Experience
El Segundo, CA
3 DisclosuresBroker
View SEC Summary
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Sandeep Madhavan is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in El Segundo, CA, with 23 years of industry experience. Sandeep is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

222 Pacific Coast Hwy, Fl 10, El Segundo, CA, 90245

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024
Settled
Customer Dispute
May 2009
Settled
Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sandeep owns commercial real estate, one property being investment-related. He also has a business ownership stake, serves as a board member for Madhavan, and is a sponsorship chair for Madhavan, dedicating a few hours per week to each of these roles.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2007 - Present · 19 yrs 5 mos
Ameriprise Financial Services, LLC
August 2003 - Present · 23 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2003 - Present · 23 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 2003 - July 2006 · 2 yrs 11 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAHIIAIDILINMAMDMIMNMONCNENHNJNMNVNYOHORPASCSDTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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