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Christopher Litty

23 Years of Experience
El Segundo, CA
1 DisclosureBroker

Christopher Litty is a registered investment advisor at Ameriprise Financial Services, LLC, based in El Segundo, CA, with 23 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

205 E El Segundo Blvd, El Segundo, CA, 90245

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2013
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Oppenheimer & CO. INC.
August 2013 - November 2016 · 3 yrs 3 mos
Oppenheimer & CO. INC.Broker
August 2013 - November 2016 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2013 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2013 · 3 yrs 10 mos
Banc of America Investment Services, INC.
March 2008 - October 2009 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
January 2003 - October 2009 · 6 yrs 9 mos
State Registrations5 states
CACOMANYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.