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Christopher Litty

23 Years of Experience
El Segundo, CA
1 DisclosureBroker

Christopher Litty is a registered investment advisor at Ameriprise Financial Services, LLC, based in El Segundo, CA, with 23 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

205 E El Segundo Blvd, El Segundo, CA, 90245

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2013
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2016 - Present · 10 yrs
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 10 yrs
Ameriprise Financial Services, LLC
October 2016 - Present · 10 yrs
Previous Registrations
Oppenheimer & CO. INC.
August 2013 - November 2016 · 3 yrs 3 mos
Oppenheimer & CO. INC.Broker
August 2013 - November 2016 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2013 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2013 · 3 yrs 10 mos
Banc of America Investment Services, INC.
March 2008 - October 2009 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
January 2003 - October 2009 · 6 yrs 9 mos
State Registrations5 states
CACOMANYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Christopher Litty - Financial Advisor | TrueAdvisor