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Richard Yorke

Ameriprise Financial Services, LLC
23 Years of Experience
El Segundo, CA
1 DisclosureBroker
View SEC Summary
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Richard Yorke is a registered investment advisor at Ameriprise Financial Services, LLC, based in El Segundo, CA, with 23 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2301 Rosecrans Ave, Ste 4195, El Segundo, CA, 90245

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard co-owns real estate and dedicates minimal time to it. He also provides tax preparation services and is involved with Yorke Bypass Trust and PFS Tax LLC, spending about a quarter of his time on the latter.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2024 - Present · 2 yrs 9 mos
Ameriprise Financial Services, LLCBroker
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLC
November 2014 - July 2021 · 6 yrs 8 mos
Independent Financial Partners
September 2013 - November 2014 · 1 yr 2 mos
LPL Financial LLC
September 2010 - December 2013 · 3 yrs 3 mos
LPL Financial LLCBroker
September 2010 - July 2021 · 10 yrs 10 mos
1st Global Advisors INC
September 2005 - September 2010 · 5 yrs
1st Global Capital CORP.Broker
August 2005 - September 2010 · 5 yrs 1 mo
AXA Advisors, LLC
October 2000 - July 2004 · 3 yrs 9 mos
AXA Advisors, LLCBroker
December 1999 - July 2004 · 4 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1999 - January 2000 · 1 mo
State Registrations3 states
CACTLA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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