Raymond Curtin
Raymond Curtin is a registered investment advisor at Osaic Wealth, INC., based in Parkland, FL, with 35 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6604 Parkside Dr., Parkland, FL, 33067
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2005Employment Separation After Allegations
October 2004Customer Dispute
April 2001Customer Dispute
March 2000Employment Separation After Allegations
April 1995Other Business ActivitiesSells Insurance
Raymond is a registered representative with SagePoint Financial, Inc. and provides financial planning and asset monitoring services. He also owns an insurance agency and contacts potential clients to sell term insurance or EIA, dedicating minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Morgan Keegan & Company, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Raymond James & Associates, INC.Broker
Painewebber IncorporatedBroker
Smith Barney Shearson INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.