Christopher Mitta
Christopher Mitta is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9220 Fairbanks Rd, Ste 235, Raleigh, NC, 27613
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1994Other Business ActivitiesSells Insurance
Christopher has several outside business activities, including Mitta Financial Services and Mitta Financial Services, LLC, which are DBAs for his LPL business. He also sells non-variable insurance products, including life, health, disability, LTC, fixed annuities, and universal life, dedicating about a quarter of his time to Crump Life Insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.