Christopher Mitta
Christopher Mitta is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 36 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
9220 Fairbanks Rd, Ste 235, Raleigh, NC, 27613
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1994Other Business ActivitiesSells Insurance
Christopher has several outside business activities, including Mitta Financial Services and Mitta Financial Services, LLC, which are DBAs for his LPL business. He also sells non-variable insurance products, including life, health, disability, LTC, fixed annuities, and universal life, dedicating about a quarter of his time to Crump Life Insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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