SH
CFP
SH
CFP

Scott Hogan

36 Years of Experience
Gainesville, GA
1 DisclosureBrokerSells Insurance

Scott Hogan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Gainesville, GA, with 36 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

200 Main Street Suite 200, Gainesville, GA, 30501

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Settled
Other Business ActivitiesSells Insurance

Scott is the president of Preferred Capital Management, LLC, involved in the sales of fixed insurance and securities products, dedicating nearly full-time hours. He is also an independent insurance agent selling fixed insurance products, also dedicating nearly full-time hours. Scott is also the secretary of the Michael D Stephens Memorial Foundation Inc, spending minimal time recording minutes of board meetings.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
June 2002 - June 2021 · 19 yrs
Voya Financial Advisors, INC.Broker
May 2001 - June 2021 · 20 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - June 2001 · 10 mos
J.C. Bradford & CO.Broker
May 1999 - August 2000 · 1 yr 3 mos
American Fronteer Financial CorporationBroker
June 1994 - June 1999 · 5 yrs
F.N. Wolf & CO., INC.Broker
December 1989 - July 1994 · 4 yrs 7 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.