William Puplava is a registered investment advisor, based in Scottsdale, AZ, with 36 years of industry experience.
Location
Scottsdale, AZ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a trustee for the William T. Puplava Family Trust.
Employment History
Current Registrations
Financial Sense Securities, INC.
August 2017 - Present · 8 yrs 8 mos
Financial Sense Advisors, INC.
August 2017 - Present · 8 yrs 8 mos
Financial Sense Securities, INC.Broker
August 2017 - Present · 8 yrs 8 mos
Previous Registrations
LPL Financial LLC
February 2002 - September 2017 · 15 yrs 7 mos
LPL Financial LLCBroker
January 2002 - September 2017 · 15 yrs 8 mos
Puplava Securities, INC.Broker
September 1996 - April 2002 · 5 yrs 7 mos
Linsco/private Ledger CORP.Broker
January 1990 - October 1996 · 6 yrs 9 mos
State Registrations10 states
AZCAHIMNMTNMNVORSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.