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William Stafford
35 Years of Experience
Charlotte, NC
1 DisclosureBroker
William Stafford is a registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3420 Toringdon Way, Suite 510, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2001Award / Judgment
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - April 2024 · 3 yrs 2 mos
Truist Advisory Services, INC.
February 2021 - April 2024 · 3 yrs 2 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
June 2012 - January 2013 · 7 mos
Scott & Stringfellow, LLCBroker
June 2012 - January 2013 · 7 mos
J.J.B. Hilliard, W.L. Lyons, LLC
January 2003 - June 2012 · 9 yrs 5 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
August 1997 - June 2012 · 14 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1991 - August 1997 · 6 yrs
American Express Financial Advisors INC.Broker
May 1990 - August 1991 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
May 1990 - August 1991 · 1 yr 3 mos
State Registrations7 states
FLKYNCNYSCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.