AD
AD

Arthur Davis

34 Years of Experience
Lawrence, KS
1 DisclosureBrokerSells Insurance

Arthur Davis is a registered investment advisor at LPL Financial LLC, based in Lawrence, KS, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

4340 W 6th Street, Lawrence, KS, 66049

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1974
Final Disposition
Other Business ActivitiesSells Insurance

Arthur operates as Central Investment Advisors, a DBA for his LPL business, since 2018. He also works with Investor Services Insurance selling non-variable insurance, dedicating a few hours per week since 2015.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Invest Financial CorporationBroker
February 2015 - February 2018 · 3 yrs
Invest Financial Corporation
February 2015 - February 2018 · 3 yrs
Communityamerica Financial Solutions, LLC
May 2014 - February 2015 · 9 mos
Communityamerica Financial Solutions, LLCBroker
May 2014 - February 2015 · 9 mos
Cuso Financial Services, L.P.
October 2010 - May 2014 · 3 yrs 7 mos
Cuso Financial Services, L.P.Broker
October 2010 - May 2014 · 3 yrs 7 mos
U.S. Bancorp Investments, INC.
March 2006 - October 2010 · 4 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - October 2010 · 8 yrs 10 mos
Firstar Investment Services,inc.Broker
January 2000 - December 2001 · 1 yr 11 mos
Mercantile Investment Services, INC.Broker
November 1995 - January 2000 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
April 1994 - October 1995 · 1 yr 6 mos
NationssecuritiesBroker
July 1993 - October 1993 · 3 mos
Dean Witter Reynolds INC.Broker
September 1990 - July 1993 · 2 yrs 10 mos
State Registrations14 states
CACOGAILKSKYMIMONCNJNMNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Davis - Financial Advisor | TrueAdvisor