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Dagny Young

Sunbelt Securities
33 Years of Experience
Houston, TX
Broker
View SEC Summary
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Dagny Young is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 33 years of industry experience. Dagny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.

Sunbelt Securities
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
6,241 clients
Average Client Portfolio
$423K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dagny is a 50% owner of Castaway Vacations Inc, a travel agency, spending a few hours per week on this. She is also a 50% owner of The Level Edge, Inc., a business consulting and project management firm, dedicating minimal time to it, and a member of The Tropical Toucan LLC.

Employment History
Current Registrations
Sunbelt Securities, INC.
February 2016 - Present · 10 yrs 8 mos
Sunbelt Securities, INC.Broker
February 2016 - Present · 10 yrs 8 mos
Sunbelt Securities
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Ptx Securities, LLCBroker
March 2018 - January 2020 · 1 yr 10 mos
Braymen, Lambert and Noel Securities, LTD.Broker
September 2015 - October 2015 · 1 mo
Edi Investment Advisor Corporation
December 2013 - January 2016 · 2 yrs 1 mo
Edi Financial, INC.Broker
August 2013 - December 2015 · 2 yrs 4 mos
Edi Investment Advisor Corporation
August 2013 - December 2013 · 4 mos
Wfg Advisors, LP
April 2003 - July 2013 · 10 yrs 3 mos
Wfg Investments, INC.Broker
June 1999 - July 2013 · 14 yrs 1 mo
Williams Financial Group
June 1999 - October 2007 · 8 yrs 4 mos
The (wilson) Williams Financial GroupBroker
May 1999 - June 1999 · 1 mo
Amresco Securities, INC.Broker
July 1998 - May 1999 · 10 mos
Everen Securities, INC.Broker
May 1998 - June 1998 · 1 mo
Principal Financial Securities,inc.Broker
November 1994 - May 1998 · 3 yrs 6 mos
Banc One Securities CorporationBroker
March 1994 - November 1994 · 8 mos
Rauscher Pierce Refsnes, INC.Broker
November 1992 - March 1994 · 1 yr 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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