Alfonso Tadeo
Alfonso Tadeo is a registered investment advisor at Texas Capital Bank Private Wealth Advisors, based in Dallas, TX, with 25 years of industry experience. Alfonso is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 5 more. Their firm serves 735 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.50% |
Fees are negotiable for accounts over $20,000,000. Fixed income strategies have a separate fee schedule ranging from 0.60% down to 0.45%.
Fee Estimator
Location
2000 Mckinney Avenue, Suite 700, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alfonso works as an Investment Advisor Representative (IAR) for Texas Capital Bank Wealth Advisor, dedicating minimal time. He also works as an Assistant Vice-President and Risk and Compliance Officer for Texas Capital Bank, spending a few hours per week. Additionally, Alfonso owns Three Heavens Fist LLC, providing DJ services for bars and clubs during nights and weekends.
Employment History
Current Registrations
Texas Capital Bank Private Wealth Advisors
Tcbi Securities, INC.Broker
Previous Registrations
Level Four Advisory Services
Level Four Financial, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Cobra Trading, INC.Broker
Hd Vest Investment ServicesBroker
Capital Institutional Services, INC.Broker
Penson Financial Services, INC.Broker
Banc One Securities CorporationBroker
Brundyn Securities INC.Broker
1st Global Capital CORP.Broker
Uboc Investment Services, INC.Broker
Uboc Investment Services, INC.Broker
Equitable Distributors, INC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
San Clemente Securities, INC.Broker
Coastline Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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