AT
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Alfonso Paragas Tadeo

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
58 advisors
Number of Clients
734 clients
Average Client Portfolio
$4.6M average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.80%
$10.0M - $20.0M0.60%
$20M+0.50%

Fees are negotiable for amounts greater than $20,000,000. The fee schedule is different for portfolios managed consisting solely of various fixed income strategies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alfonso works as an Investment Advisor Representative (IAR) for Texas Capital Bank Wealth Advisor, dedicating minimal time. He also works as an Assistant Vice-President and Risk and Compliance Officer for Texas Capital Bank, spending a few hours per week. Additionally, Alfonso owns Three Heavens Fist LLC, providing DJ services for bars and clubs during nights and weekends.

Employment History
Current Registrations
Tcbi Securities, INC.Broker
February 2023 - Present · 3 yrs
Texas Capital Bank Private Wealth Advisors
February 2023 - Present · 3 yrs
Previous Registrations
Level Four Advisory Services
March 2022 - February 2023 · 11 mos
Level Four Financial, LLCBroker
September 2021 - February 2023 · 1 yr 5 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2021 - August 2021 · 6 mos
Cobra Trading, INC.Broker
February 2019 - February 2021 · 2 yrs
Hd Vest Investment ServicesBroker
March 2018 - February 2019 · 11 mos
Capital Institutional Services, INC.Broker
May 2010 - May 2017 · 7 yrs
Penson Financial Services, INC.Broker
December 2008 - May 2010 · 1 yr 5 mos
Banc One Securities CorporationBroker
December 2003 - April 2004 · 4 mos
Brundyn Securities INC.Broker
June 2003 - July 2003 · 1 mo
1st Global Capital CORP.Broker
April 2001 - January 2003 · 1 yr 9 mos
Uboc Investment Services, INC.Broker
September 2000 - March 2001 · 6 mos
Uboc Investment Services, INC.Broker
February 1999 - August 2000 · 1 yr 6 mos
Equitable Distributors, INC.Broker
February 1998 - January 1999 · 11 mos
Wm Financial Services, INC.Broker
September 1997 - January 1998 · 4 mos
Griffin Financial ServicesBroker
April 1996 - August 1997 · 1 yr 4 mos
San Clemente Securities, INC.Broker
December 1994 - November 1995 · 11 mos
Coastline Financial, INC.Broker
June 1994 - November 1994 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alfonso Paragas Tadeo - Financial Advisor | TrueAdvisor