CG
CG
Christopher Guarino
33 Years of Experience
New York, NY
3 DisclosuresBroker
Christopher Guarino is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 2010Denied
Customer Dispute
March 2010Denied
Customer Dispute
July 2008Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley
March 2012 - December 2012 · 9 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1992 - July 1993 · 1 yr
State Registrations43 states
ARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMONCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.