Derek Marquis
Derek Marquis is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Thousand Oaks, CA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Thousand Oaks, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2009Customer Dispute
December 2006Customer Dispute
July 2005Other Business Activities
Derek works as a paid notary, dedicating minimal time. He is also an officer and owner of Marquis Consulting, Inc. and Marquis Wealth Management Group, support companies for his RJFS business, taking about a quarter to half of his time. Finally, Derek is an officer, treasurer, and founder of The Jewel Levine Foundation, a non-profit organization, spending a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.