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Christopher Coburn

35 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

Christopher Coburn is a registered investment advisor at RBC Capital Markets, LLC, based in Greenwood Village, CO, with 35 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5251 Dtc Parkway, Suite 1200, Greenwood Village, CO, 80111-2737

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1996
Settled
Other Business Activities

Christopher is a board member for the Fellowship of Christian Athletes, a non-profit organization, since 2014. He attends a monthly meeting and focuses on vision and fundraising ideas, dedicating minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
August 2014 - October 2018 · 4 yrs 2 mos
Robert W. Baird & CO. Incorporated
August 2014 - October 2018 · 4 yrs 2 mos
RBC Capital Markets, LLC
June 2005 - September 2014 · 9 yrs 3 mos
RBC Capital Markets, LLCBroker
June 2005 - September 2014 · 9 yrs 3 mos
Wachovia Securities, LLC
April 2002 - June 2005 · 3 yrs 2 mos
Wachovia Securities, LLCBroker
May 1996 - June 2005 · 9 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1993 - May 1996 · 2 yrs 5 mos
Painewebber IncorporatedBroker
January 1991 - December 1993 · 2 yrs 11 mos
Venture Trading, INC.Broker
November 1990 - January 1991 · 2 mos
The Stuart-James Company, IncorporatedBroker
August 1990 - November 1990 · 3 mos
State Registrations41 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Coburn - Financial Advisor | TrueAdvisor