ND
ChFC
ND
ChFC

Norman Deken

35 Years of Experience
Indianapolis, IN
BrokerSells Insurance

Norman Deken is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 35 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

9998 Crosspoint Blvd, Ste 400, Indianapolis, IN, 46256

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Norman may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as POA/Executor for two immediate family members, spending a few hours per week on these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2006 - Present · 20 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
January 1991 - Present · 35 yrs 4 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
April 1992 - January 2002 · 9 yrs 9 mos
State Registrations14 states
ALAZCAFLILINKSKYLAMONJOHORWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.