James Anderson
James Anderson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
600 E 96th St Ste 100, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2020Other Business ActivitiesSells Insurance
James may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns an investment property, dedicating a few hours per week to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.