MM
ChFC
MM
ChFC

Michael Mathews

51 Years of Experience
Indianapolis, IN
BrokerSells Insurance

Michael Mathews is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 51 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 E 96th St Ste 100, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2003 - Present · 22 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
November 1974 - Present · 51 yrs 8 mos
Previous Registrations
Financial Independence Group
July 2003 - August 2007 · 4 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
January 1984 - January 2002 · 18 yrs
Nel Equity Services CorporationBroker
January 1983 - October 1984 · 1 yr 9 mos
Manequity, INC.Broker
March 1979 - April 1981 · 2 yrs 1 mo
Time Equities, INC.Broker
August 1974 - January 1979 · 4 yrs 5 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mathews - Financial Advisor | TrueAdvisor