Walter Pierz
Walter Pierz is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fairfield, CT, with 33 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Eliot Place, Ste 200, Fairfield, CT, 06824
Get directionsHistory
Regulatory History (2)
Financial
March 2019Judgment / Lien
September 2006Other Business ActivitiesSells Insurance
Walter may earn commissions from insurance companies for selling life, health, annuity, and/or disability income insurance products. He also owns Captain Walt LLC, a boat charter business, dedicating a few hours per week to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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