Keith Patterson
Keith Patterson is a registered investment advisor at Cetera Investment Advisers LLC, based in Sugar Land, TX, with 34 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6526 Greatwood Pkwy, Unit C, Sugar Land, TX, 77479
Get directionsHistory
Regulatory History (5)
Customer Dispute
August 2021Customer Dispute
June 2018Customer Dispute
August 2010Customer Dispute
April 2008Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Keith manages business affairs for KWP Capital, LLC, helps clients invest through Post Oak Capital Group, LLC, and works as an independent contractor for First Income Advisors, assisting agents with life, annuity, and LTC products. He also serves as treasurer for Fort Bend Christian Academy Booster Club and rents out an office condo.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.