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Edward Wenger

Raymond James Financial Services Advisors, INC
35 Years of Experience
Miami, FL
1 DisclosureBroker
View SEC Summary
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Edward Wenger is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Miami, FL, with 35 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14707 South Dixie Highway, Suite 300, Miami, FL, 33176

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is an owner of Wenger Wealth Management and Roque Investment Strategies, both support companies. He spends minimal time on each of these businesses.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2015 - Present · 10 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 2015 - Present · 11 yrs
Previous Registrations
Wells Fargo Advisors, LLC
October 2000 - October 2015 · 15 yrs
Wells Fargo Advisors, LLCBroker
October 2000 - October 2015 · 15 yrs
First Union Brokerage Services, INC.Broker
May 1994 - October 2000 · 6 yrs 5 mos
Guardian Investor Services CorporationBroker
April 1991 - May 1994 · 3 yrs 1 mo
State Registrations12 states
CACOCTDCFLGALAMDMNNVTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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