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James Steigerwald
26 Years of Experience
Miami, FL
2 DisclosuresBroker
James Steigerwald is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Miami, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
8950 SW 74th Ct Ste 2242, Miami, FL, 33143
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2017Denied
Customer Dispute
August 2011Denied
Other Business Activities
James is the president of JAS Capital LLC, a support company. He spends minimal time on this business, primarily receiving pay deposits from RJFS.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2017 - Present · 8 yrs 10 mos
Raymond James Financial Services, INC.
July 2017 - Present · 8 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2005 - July 2017 · 12 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
August 2003 - July 2017 · 13 yrs 11 mos
Abn Amro Financial Services, INC.Broker
October 2001 - July 2003 · 1 yr 9 mos
Salomon Smith Barney INC.Broker
December 1999 - August 2001 · 1 yr 8 mos
State Registrations21 states
AKALARCACOFLGAHIMAMSMTNCNJNVNYOHPASCTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.