Luis Prieto
Luis Prieto is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Miami, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2700 SW 3rd Avenue, Suite 2B, Miami, FL, 33129
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2007Customer Dispute
January 2006Customer Dispute
May 2000Other Business Activities
Luis is a partner in Alden Trace 2452 LLC, which purchased a home for his son, dedicating minimal time to it. He also owns PrietoCruz Advisors LLC, a support company, spending a few hours per week on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.