LR
LR
Luis Roque
25 Years of Experience
Miami, FL
1 DisclosureBroker
Luis Roque is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Miami, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
14707 South Dixie Highway, Suite 300, Miami, FL, 33176
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2008Denied
Other Business Activities
Luis is an owner of Roque Investment Strategies, a support company, since 2016. He dedicates about 10-20% of his time to this business, with no time spent during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2015 - Present · 10 yrs 6 mos
Raymond James Financial Services, INC.Broker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
October 2000 - October 2015 · 15 yrs
Wells Fargo Advisors, LLCBroker
October 2000 - October 2015 · 15 yrs
State Registrations8 states
CAFLGAMAMENCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.