FR
CFP
FR
CFP
Frank Ribando is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
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Regulatory History (1)
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Customer Dispute
September 2009Settled
Other Business Activities
Frank is an employee of AJ Levesque Construction and a board member at Radiant Pig Brewery, a craft beer brewing company. He spends minimal time on the brewery role outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
Bear, Stearns & CO. INC.
December 2007 - May 2008 · 5 mos
Bear, Stearns & CO. INC.Broker
September 1994 - May 2008 · 13 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1991 - September 1994 · 3 yrs 1 mo
State Registrations29 states
ALAZCACOCTDCFLGAIDMAMDMIMOMSNCNENJNMNVNYORPASCTNTXUTVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.