Frank Ribando is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 35 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
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Regulatory History (1)
Customer Dispute
September 2009Other Business Activities
Frank is an employee of AJ Levesque Construction and a board member at Radiant Pig Brewery, a craft beer brewing company. He spends minimal time on the brewery role outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Prudential Securities IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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