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Saede Maleki

Northwestern Mutual Investment Services,llc
35 Years of Experience
Milwaukee, WI
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Saede Maleki is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 35 years of industry experience. Saede is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

210 W Becher St Ste 170, Milwaukee, WI, 53207

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Denied
Customer Dispute
April 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Saede has ownership stakes in multiple LLCs and a corporation, dedicating minimal time to each. Saede may also earn commissions from insurance companies for sales of various insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2018 - Present · 8 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
March 1992 - Present · 34 yrs 7 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
May 2003 - April 2007 · 3 yrs 11 mos
Northwestern Mutual Investment Services,llc
March 2002 - September 2016 · 14 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
March 1992 - January 2002 · 9 yrs 10 mos
Metlife Securities INC.Broker
July 1991 - February 1992 · 7 mos
Metropolitan Life Insurance CompanyBroker
July 1991 - February 1992 · 7 mos
State Registrations34 states
AZCACOCTFLGAIDILINKSKYMDMIMNMOMTNCNDNHNJNMNYOHOKORPASCTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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