Mark Wingerd is a CFP-designated registered investment advisor at LPL Financial LLC, based in Naples, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Naples, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2004Customer Dispute
May 2003Customer Dispute
April 2002Other Business Activities
Mark operates Wingerd Financial Group as a DBA for his LPL business and is involved in several real estate ventures, including FDG Plaza LLC, Roerwing LLC, and Pack up the Kids LLC. He also has Mark Wingerd Inc., a business entity for tax/investment purposes, which takes up more than full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.
Financial Dimensions Group, INC.
Financial Dimensions Group, INC.
Osaic Wealth, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.