MC
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Michele Compton
30 Years of Experience
Hickory, NC
1 DisclosureBroker
Michele Compton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hickory, NC, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1333 Second Street Ne, Suite 302, Hickory, NC, 28601
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2010Settled
Other Business Activities
Michele is a Senior Wealth Advisor at Signature Wealth Group since 2020. This takes about half of Michele's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2019 - Present · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2019 - June 2019 · 1 mo
J. W. Cole Advisors, INC.
April 2017 - June 2019 · 2 yrs 2 mos
J.W. Cole Financial, INC.Broker
April 2017 - June 2019 · 2 yrs 2 mos
Edward Jones
November 2016 - March 2017 · 4 mos
Edward JonesBroker
October 1995 - March 2017 · 21 yrs 5 mos
State Registrations21 states
ALCACOCTFLGAINKYMAMDMINCNVNYORPASCTNVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.