Michele Compton
Michele Compton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hickory, NC, with 30 years of industry experience. Michele is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
1333 Second Street Ne, Suite 302, Hickory, NC, 28601
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
Michele is a Senior Wealth Advisor at Signature Wealth Group since 2020. This takes about half of Michele's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Sherrill YoungRaymond James Financial Services Advisors, INC
- Jackson Webber, CFPWells Fargo Advisors
- Sigmond Holcomb, ChFCState Farm Investment Management CORP.
- Charles Rogers, ChFC
- Ryan Mumy, CFPSollinda Capital Management LLC
- Terry Hollar, ChFC