TrueAdvisor
TrueAdvisor
AJ
AJ

Alex Jefferson

Pks Advisory Services, LLC
35 Years of Experience
Albany, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alex Jefferson is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 35 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 State Street, Albany, NY, 12207

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Alex is an investment advisor representative at PKSA and an insurance agent at PKS Financial. He sells and services fixed life insurance and annuity contracts.

Employment History
Current Registrations
Pks Advisory Services, LLC
November 2014 - Present · 11 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Hrc Investment Services, INC.Broker
September 2005 - March 2010 · 4 yrs 6 mos
Waddell & Reed, INC.Broker
August 1999 - September 2005 · 6 yrs 1 mo
W. S. Griffith & CO., INC.Broker
September 1991 - September 1999 · 8 yrs
Home Life Insurance CompanyBroker
September 1991 - October 1992 · 1 yr 1 mo
State Registrations17 states
AZCOCTFLILMANCNHNJNYOKPASCTXUTVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Albany, NY →All financial advisors in New York →