TrueAdvisor
TrueAdvisor
DL
DL

David Laplante

Ameritas Advisory Services, LLC
34 Years of Experience
Grass Valley, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

David Laplante is a registered investment advisor at Ameritas Advisory Services, LLC, based in Grass Valley, CA, with 34 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.

Ameritas Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
29,718 clients
Average Client Portfolio
$463K average
Assets Under Management
$13.7B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Grass Valley, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a licensed independent insurance agent selling fixed insurance products through Laplante Insurance & Financial Services (since 1995, about 10-20% of his time) and Capstone Financial Group (since 2014, about half his time). He is also a referral partner for Capstone Accountancy, Inc., spending minimal time introducing clients for tax and accounting services.

Employment History
Current Registrations
Ameritas Advisory Services, LLC
November 2021 - Present · 4 yrs 11 mos
Ameritas Investment Company, LLCBroker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Ameritas Advisory Services
February 2014 - November 2021 · 7 yrs 9 mos
USA Financial Securities Corporation
July 2008 - January 2014 · 5 yrs 6 mos
USA Financial Securities CorporationBroker
July 2008 - January 2014 · 5 yrs 6 mos
The O.N. Equity Sales CompanyBroker
May 2006 - July 2008 · 2 yrs 2 mos
Nylife Securities INC.Broker
January 1992 - June 2006 · 14 yrs 5 mos
State Registrations3 states
CAFLNV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Grass Valley, CA →All financial advisors in California →