RM
RM
Robert Mount
33 Years of Experience
Concord, CA
1 DisclosureBrokerSells Insurance
Robert Mount is a registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2011Settled
Other Business ActivitiesSells Insurance
Robert is a registered representative selling fixed insurance products, including life insurance and annuities. This activity is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
August 2008 - Present · 18 yrs 1 mo
Cetera Wealth Services, LLC
August 2008 - Present · 18 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
August 2008 - June 2023 · 14 yrs 10 mos
Pension Planners Securities, INC.Broker
October 2004 - August 2008 · 3 yrs 10 mos
Pension Planners Securities, INC.
October 2004 - August 2008 · 3 yrs 10 mos
Brecek & Young Advisors, INC.
June 2000 - October 2004 · 4 yrs 4 mos
Brecek & Young Advisors, INC.Broker
March 1997 - October 2004 · 7 yrs 7 mos
Pension Planners Securities, INC.Broker
April 1992 - April 1997 · 5 yrs
State Registrations8 states
CAFLNCNYOHUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.