JB
JB
John Brackett
49 Years of Experience
Concord, CA
4 DisclosuresBroker
John Brackett is a registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 49 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998Award / Judgment
Customer Dispute
July 1995Settled
Customer Dispute
January 1995Award / Judgment
Customer Dispute
April 1994Settled
Other Business Activities
John is a Regional Director at BAR Financial, LLC, a financial services company, since 2005. This takes about a quarter of his time, including during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 1983 - Present · 42 yrs 9 mos
Previous Registrations
Talbot Financial Services, INC.Broker
June 1999 - January 2006 · 6 yrs 7 mos
Safeco Investment Services, INC.Broker
April 1999 - June 1999 · 2 mos
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
University Securities CorporationBroker
June 1978 - August 1983 · 5 yrs 2 mos
Putnam Fund Distributors, INC.Broker
February 1977 - July 1978 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.