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John Brackett

Cetera Investment Advisers LLC
49 Years of Experience
Livermore, CA
4 DisclosuresBroker
View SEC Summary
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John Brackett is a registered investment advisor at Cetera Investment Advisers LLC, based in Livermore, CA, with 49 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2300 First Street STE 350, Livermore, CA, 94550

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Award / Judgment
Customer Dispute
July 1995
Settled
Customer Dispute
January 1995
Award / Judgment
Customer Dispute
April 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a Regional Director at BAR Financial, LLC, a financial services company, since 2005. This takes about a quarter of his time, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
August 1983 - Present · 43 yrs 2 mos
Previous Registrations
Talbot Financial Services, INC.Broker
June 1999 - January 2006 · 6 yrs 7 mos
Safeco Investment Services, INC.Broker
April 1999 - June 1999 · 2 mos
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
University Securities CorporationBroker
June 1978 - August 1983 · 5 yrs 2 mos
Putnam Fund Distributors, INC.Broker
February 1977 - July 1978 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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