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Michael Martin
26 Years of Experience
Concord, CA
1 DisclosureBrokerSells Insurance
Michael Martin is a registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2005Denied
Other Business ActivitiesSells Insurance
Michael is an insurance agent selling life, health, annuities, and long-term care insurance since 1997. This takes minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2021 - June 2023 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
August 2011 - October 2021 · 10 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2011 - October 2021 · 10 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
October 2009 - August 2011 · 1 yr 10 mos
U.S. Bancorp Investments, INC.
October 2009 - August 2011 · 1 yr 10 mos
Wachovia Securities, LLC
July 2007 - October 2007 · 3 mos
Wachovia Securities, LLCBroker
July 2007 - October 2007 · 3 mos
Wm Financial Services, INC.
January 2006 - April 2007 · 1 yr 3 mos
Wm Financial Services, INC.Broker
May 1999 - April 2007 · 7 yrs 11 mos
Wells Fargo Securities INC.Broker
January 1998 - September 1998 · 8 mos
Sunamerica Securities, INC.Broker
March 1997 - December 1997 · 9 mos
State Registrations4 states
CAIDILNV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.