DG
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Daniel Ghinazzi
50 Years of Experience
Concord, CA
1 DisclosureBrokerSells Insurance
Daniel Ghinazzi is a registered investment advisor at Cetera Investment Advisers LLC, based in Concord, CA, with 50 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1390 Willow Pass Rd Ste 900, Concord, CA, 94520
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1982Settled
Other Business ActivitiesSells Insurance
Daniel sells fixed insurance products (annuities) as a registered representative since 2009. He is also an affiliated person with East Bay Financial Network, spending about a quarter of his time on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
August 1983 - Present · 42 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 1983 - Present · 42 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
University Securities CorporationBroker
June 1978 - August 1983 · 5 yrs 2 mos
Putnam Fund Distributors, INC.Broker
January 1977 - July 1978 · 1 yr 6 mos
Putnam Fund Distributors, INCBroker
November 1975 - January 1977 · 1 yr 2 mos
State Registrations20 states
AZCACOFLGAHIIDLAMDMINCNENVNYOHORSDTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.