Keith Borgfeldt
Keith Borgfeldt is a registered investment advisor, based in Sugar Land, TX, with 30 years of industry experience.
Location
4690 Sweetwater Blvd. Ste 280, Sugar Land, TX, 77479
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2019Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Keith is an investment advisor representative with Kestra Advisory Services, LLC, taking about half of his time. He is also president of Spartan Wealth Management LLC, where he oversees daily activities, manages client wealth, and provides insurance and investment advisory services, dedicating nearly full-time hours. Additionally, Keith serves as a board member and treasurer for the Fort Bend Chamber of Commerce and Cullinan Park Conservancy, and manages Borg Properties LLC, spending minimal time on each.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Tradecast Securities, LTD.Broker
Coastalbanc Financial CorporationBroker
Everen Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.